1.3Tradition Securities and Derivatives202312023-05-08T19:21:10Z202310.000.000.000.000.000.000.000.000.000.00100.000.000.000.00100.00UNKNOWN29.480.00.00.029.480.00000.00000.00000.00000.00000.00000.00000.0000Philadelphia Stock ExchangePHLX19.910.00.00.019.910.00000.00000.00000.00000.00000.000021674.30171.6264QCC Transaction Fee QCC Transaction Fees for a Lead Market Maker, Market Maker, Firm and Broker Dealer are 20 cent per contract. Customers and Professionals are not assessed a QCC Transaction Fee. QCC Transaction Fees apply to electronic QCC Orders, as defined in Options 3, Section 12, and Floor QCC Orders, as defined in Options 8, Section 30 e. A. QCC Rebates A QCC Rebate of 12 cents per contract will be paid on electronic QCC Orders, as defined in Options 3, Section 12, and Floor QCC Orders, as defined in Options 8, Section 30 e, when a QCC Order is comprised of a Customer or Professional order on one side and a Lead Market Maker, Market Maker, Broker Dealer, or Firm order on the other side. This rebate will be 17 cents per contract in the event that a member or member organization executes greater than 1,000,000 qualifying QCC contracts in a given month. A QCC Rebate of 14 cents per contract will be paid on electronic QCC Orders, as defined in Options 3, Section 12, and Floor QCC Orders, as defined in Options 8, Section 30 e, when a QCC Order is comprised of a Lead Market Maker, Market Maker, Broker Dealer, or Firm order on one side and a Lead Market Maker, Market Maker, Broker Dealer, or Firm order on the other side. This rebate will be 19 cent per contract in the event that a member or member organization executes greater than 1,000,000 qualifying QCC contracts in a given month.CBOE FX NDFSCBOE18.360.00.00.018.360.00000.00000.00000.00000.00000.0000-16749.2100-7.2660American Stock ExchangeAMEX10.910.00.00.010.910.00000.00000.00000.00000.00000.0000-4643.7200-0.6914member organization executes greater than 1,000,000 qualifying QCC contracts in a given month.International Securities ExchangeISEG8.970.00.00.08.970.00000.00000.00000.00000.00000.000042353.58656.6076Members that submit QCC orders when at least one side of the QCC transaction is a Non Priority Customer will receive the below QCC Rebates. QCC Rebates will be paid to each originating contract side, QCC Agency Side in all symbols traded on the Exchange. When only one side of the QCC transaction is a Non Priority Customer, the Member will receive a 14 cent per contract rebate for each QCC Agency Side. When both sides of the QCC transaction are Non-Priority Customers, the Member will receive a 22 cent per contract rebate for each QCC Agency Side. Members will receive an additional rebate of 3 cents per contract for each QCC Agency Side that qualifies for the QCC Rebate program if they achieve Priority Customer Complex Tier 2 or higher in a given month.https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207BOX OPTIONS EXCHANGEXBOX6.50.00.00.06.50.00000.00000.00000.00000.00000.00000.00000.0000All QCC transactions will count toward Market Maker and Public Customer monthly executed volume on BOX in section I.A.1. 1.QCC Rebate A 14 cents per contract rebate will be applied to the agency order where at least o party to the QCC transaction is a Broker Dealer or Market Maker. The rebate will be paid to the Participant that entered the order into the BOX system. A 22 cent per contract will be applied to the Agency Order where at least one party to the QCC transaction are a Broker Dealer or Market Maker. The rebate will be paid to the participant that entered the order into the BOX system. If the Participant qualifies for both rebates, only the larger rebate will be applied to the QCC transaction.Pacific Stock ExchangePACX2.780.00.00.02.780.00000.00000.00000.00000.00000.0000-2745.5700-1.4406UNKNOWNTrademas1.580.00.00.01.580.00000.00000.00000.00000.00000.00000.00000.0000DASH ATSDASH0.810.00.00.00.810.00000.00000.00000.00000.00000.0000-103.4628-3.3900UNKNOWNALL RISE0.560.00.00.00.560.00000.00000.00000.00000.00000.00000.00000.0000UNKNOWN2330.110.00.00.00.110.00000.00000.00000.00000.00000.00000.00000.0000MATRIX EXECUTIONS, LLCREDG0.030.00.00.00.030.00000.00000.00000.00000.00000.00000.00000.0000202320.000.000.000.000.000.000.000.000.000.00100.000.000.000.00100.00UNKNOWN34.60.00.00.034.60.00000.00000.00000.00000.00000.00000.00000.0000Philadelphia Stock ExchangePHLX18.840.00.00.018.840.00000.00000.00000.00000.00000.000034706.30472.3676QCC Transaction Fee QCC Transaction Fees for a Lead Market Maker, Market Maker, Firm and Broker Dealer are 20 cent per contract. Customers and Professionals are not assessed a QCC Transaction Fee. QCC Transaction Fees apply to electronic QCC Orders, as defined in Options 3, Section 12, and Floor QCC Orders, as defined in Options 8, Section 30 e. A. QCC Rebates A QCC Rebate of 12 cents per contract will be paid on electronic QCC Orders, as defined in Options 3, Section 12, and Floor QCC Orders, as defined in Options 8, Section 30 e, when a QCC Order is comprised of a Customer or Professional order on one side and a Lead Market Maker, Market Maker, Broker Dealer, or Firm order on the other side. This rebate will be 17 cents per contract in the event that a member or member organization executes greater than 1,000,000 qualifying QCC contracts in a given month. A QCC Rebate of 14 cents per contract will be paid on electronic QCC Orders, as defined in Options 3, Section 12, and Floor QCC Orders, as defined in Options 8, Section 30 e, when a QCC Order is comprised of a Lead Market Maker, Market Maker, Broker Dealer, or Firm order on one side and a Lead Market Maker, Market Maker, Broker Dealer, or Firm order on the other side. This rebate will be 19 cent per contract in the event that a member or member organization executes greater than 1,000,000 qualifying QCC contracts in a given month.CBOE FX NDFSCBOE14.690.00.00.014.690.00000.00000.00000.00000.00000.0000-13899.9100-9.0071American Stock ExchangeAMEX13.640.00.00.013.640.00000.00000.00000.00000.00000.0000-7897.9700-1.0030member organization executes greater than 1,000,000 qualifying QCC contracts in a given month.International Securities ExchangeISEG8.420.00.00.08.420.00000.00000.00000.00000.00000.000034031.65465.8141Members that submit QCC orders when at least one side of the QCC transaction is a Non Priority Customer will receive the below QCC Rebates. QCC Rebates will be paid to each originating contract side, QCC Agency Side in all symbols traded on the Exchange. When only one side of the QCC transaction is a Non Priority Customer, the Member will receive a 14 cent per contract rebate for each QCC Agency Side. When both sides of the QCC transaction are Non-Priority Customers, the Member will receive a 22 cent per contract rebate for each QCC Agency Side. Members will receive an additional rebate of 3 cents per contract for each QCC Agency Side that qualifies for the QCC Rebate program if they achieve Priority Customer Complex Tier 2 or higher in a given month.https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207BOX OPTIONS EXCHANGEXBOX5.440.00.00.05.440.00000.00000.00000.00000.00000.0000-6650.0000-2.8357All QCC transactions will count toward Market Maker and Public Customer monthly executed volume on BOX in section I.A.1. 1.QCC Rebate A 14 cents per contract rebate will be applied to the agency order where at least o party to the QCC transaction is a Broker Dealer or Market Maker. The rebate will be paid to the Participant that entered the order into the BOX system. A 22 cent per contract will be applied to the Agency Order where at least one party to the QCC transaction are a Broker Dealer or Market Maker. The rebate will be paid to the participant that entered the order into the BOX system. If the Participant qualifies for both rebates, only the larger rebate will be applied to the QCC transaction.Pacific Stock ExchangePACX2.370.00.00.02.370.00000.00000.00000.00000.00000.0000-3535.3500-1.8198UNKNOWNTrademas1.080.00.00.01.080.00000.00000.00000.00000.00000.00000.00000.0000UNKNOWNALL RISE0.740.00.00.00.740.00000.00000.00000.00000.00000.00000.00000.0000MATRIX EXECUTIONS, LLCREDG0.120.00.00.00.120.00000.00000.00000.00000.00000.00000.00000.0000UNKNOWN2330.060.00.00.00.060.00000.00000.00000.00000.00000.00000.00000.0000202330.000.000.000.000.000.000.000.000.000.00100.000.000.000.00100.00UNKNOWN29.00.00.00.029.00.00000.00000.00000.00000.00000.00000.00000.0000CBOE FX NDFSCBOE18.50.00.00.018.50.00000.00000.00000.00000.00000.0000-17334.1900-8.3350Philadelphia Stock ExchangePHLX18.250.00.00.018.250.00000.00000.00000.00000.00000.00006648.13630.4526QCC Transaction Fee QCC Transaction Fees for a Lead Market Maker, Market Maker, Firm and Broker Dealer are 20 cent per contract. Customers and Professionals are not assessed a QCC Transaction Fee. QCC Transaction Fees apply to electronic QCC Orders, as defined in Options 3, Section 12, and Floor QCC Orders, as defined in Options 8, Section 30 e. A. QCC Rebates A QCC Rebate of 12 cents per contract will be paid on electronic QCC Orders, as defined in Options 3, Section 12, and Floor QCC Orders, as defined in Options 8, Section 30 e, when a QCC Order is comprised of a Customer or Professional order on one side and a Lead Market Maker, Market Maker, Broker Dealer, or Firm order on the other side. This rebate will be 17 cents per contract in the event that a member or member organization executes greater than 1,000,000 qualifying QCC contracts in a given month. A QCC Rebate of 14 cents per contract will be paid on electronic QCC Orders, as defined in Options 3, Section 12, and Floor QCC Orders, as defined in Options 8, Section 30 e, when a QCC Order is comprised of a Lead Market Maker, Market Maker, Broker Dealer, or Firm order on one side and a Lead Market Maker, Market Maker, Broker Dealer, or Firm order on the other side. This rebate will be 19 cent per contract in the event that a member or member organization executes greater than 1,000,000 qualifying QCC contracts in a given month.American Stock ExchangeAMEX14.310.00.00.014.310.00000.00000.00000.00000.00000.0000-8949.3000-1.0004member organization executes greater than 1,000,000 qualifying QCC contracts in a given month.International Securities ExchangeISEG6.480.00.00.06.480.00000.00000.00000.00000.00000.000029181.67765.8723Members that submit QCC orders when at least one side of the QCC transaction is a Non Priority Customer will receive the below QCC Rebates. QCC Rebates will be paid to each originating contract side, QCC Agency Side in all symbols traded on the Exchange. When only one side of the QCC transaction is a Non Priority Customer, the Member will receive a 14 cent per contract rebate for each QCC Agency Side. When both sides of the QCC transaction are Non-Priority Customers, the Member will receive a 22 cent per contract rebate for each QCC Agency Side. Members will receive an additional rebate of 3 cents per contract for each QCC Agency Side that qualifies for the QCC Rebate program if they achieve Priority Customer Complex Tier 2 or higher in a given month.https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207BOX OPTIONS EXCHANGEXBOX5.190.00.00.05.190.00000.00000.00000.00000.00000.00000.00000.0000All QCC transactions will count toward Market Maker and Public Customer monthly executed volume on BOX in section I.A.1. 1.QCC Rebate A 14 cents per contract rebate will be applied to the agency order where at least o party to the QCC transaction is a Broker Dealer or Market Maker. The rebate will be paid to the Participant that entered the order into the BOX system. A 22 cent per contract will be applied to the Agency Order where at least one party to the QCC transaction are a Broker Dealer or Market Maker. The rebate will be paid to the participant that entered the order into the BOX system. If the Participant qualifies for both rebates, only the larger rebate will be applied to the QCC transaction.Pacific Stock ExchangePACX3.840.00.00.03.840.00000.00000.00000.00000.00000.0000-5419.9166-1.2813UNKNOWNTrademas2.540.00.00.02.540.00000.00000.00000.00000.00000.00000.00000.0000UNKNOWNALL RISE0.70.00.00.00.70.00000.00000.00000.00000.00000.00000.00000.0000MATRIX EXECUTIONS, LLCREDG0.670.00.00.00.670.00000.00000.00000.00000.00000.00000.00000.0000Archipelago Trading Services, Inc.ARCA0.370.00.00.00.370.00000.00000.00000.00000.00000.00000.00000.0000DASH ATSDASH0.10.00.00.00.10.00000.00000.00000.00000.00000.0000-11.0000-10.0000UNKNOWN2330.050.00.00.00.050.00000.00000.00000.00000.00000.00000.00000.0000